Series 26 Investment Company Products/Variable Contract Limited Principal
MGL Consulting Corporation will offer a preparatory FINRA Series 26 classroom training session. This two-day seminar will be held at the Hampton Inn & Suites, 26 Mill River Street, Stamford, CT.
FINRA, or another self-regulatory organization, requires its members and employees of its members to pass a qualification exam to become registered as an Investment Company Products/Variable Contracts Limited Principal. Passing the Series 26 exam qualifies an individual to supervise the sales of investment company securities and variable contracts.
Areas of discussion will include:
- Hiring and Qualification
- Training of Representatives
- Supervision
- Sales Practices
- Business Processing and Recordkeeping
It is recommended that you spend approximately 40 - 60 hours reading the prestudy material and answering the questions, prior to attending the class.