MGLU offers a broad variety of educational courses to meet your firm's training objectives for professional advancement. Many of these qualify for insurance CE credit (check course listing for state availability), CFP credit for financial services professionals, and/or CPE credits for accountants. Upon successful completion of many of these courses, you will be able to download a certificate of completion as evidence you have successfully passed the course and earned credit for the applicable hours of study needed to meet your CE requirements.
Courses
To investigate which courses may be appropriate for your firm, please select from the following:
- Securities/Futures
- Insurance
- Firm Element
- Insurance
The Professional Developers Training Form
Click here to view Requires Adobe Reader
MGLU Customized Training
To supplement our public courses, we can provide pre-licensing training assistance and scheduling or higher level instruction that can be customized, aligned with your business objectives, and delivered in a variety of multi-media platforms (virtual, live, print, online, etc). We can also provide you with current tracking information on these programs to allow you to monitor the progress and performance of all participants.
These programs are timely and keep you apprised of the ever-changing regulatory environment. Additionally, through MGL-sponsored Compliance Chats and live seminars, you not only have access to our trainers but also our senior compliance staff.
A sampling of our Professional Development offerings include:
- Current Offerings
- Beyond Series 27, Compliance Issues for FINOPs
- Compliance Issues for Investment Bankers
- Series 27 Exam Prep - Customized Exam Prep
- All FINRA and NASAA qualification exams - New Product Roll Outs
- Practice Management
- Specialized Training
- Operations Staff
- Sales Assistants
- Branch Managers
- Compliance Department Staff - Due Diligence Review
- Potential Acquisition Targets
- Research - Merger and Acquisition Management
- Coordination of Regulatory Filings
- Customer Accounts
- Transition
- Transfer - Real Estate Pre-licensing and CE
- Mortgage Banking and Investor Education Courses