Your firm's business is unique to you, so why choose a "canned" program that does not address your specific operating needs? As an experienced compliance services provider in financial services and insurance, MGL Consulting can help you develop a top quality program that meets FINRA or state insurance guidelines to benefit your professional staff.
MGL's team of experienced professionals are available to assist in selecting course materials, administering courses, and providing you with a monitoring program to track completion and performance of the program by your staff.
Our years of experience conducting Needs Analysis and providing compliance services for financial services firms has proven to be invaluable in developing Firm Element programs for these businesses. On the insurance side, we work closely with the state regulatory bodies and professional CE vendors to ensure you have a wide selection of recognized courses to meet your development requirements. These focus areas include:
Firm Element
If you are interested in having MGL provide you with training plan solutions, including Needs Analysis, Questionnaires, and actually developing your plans and choosing specific courses, please contact us at mglu@mglconsulting.com
Insurance Continuing Education/Licensing
With each state having unique prerequisites, our hand-picked, highly-qualified vendors provide students with guidance on specific state requirements and qualified course content.
Securities Exam Prep
Exam prep can be done in either a self-study fashion through our vendors or we can provide you with a custom training program, including a live classrooom to meet your particular schedule. If you are interested in having MGL provide you with a custom program, please contact us at mglu@mglconsulting.com.